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Schedule of Fees
Effective for orders placed and transacted from
9 November 2007
All charges below are inclusive of GST
Schedule of Fees
Account Balance
$0 to $9999
$10,000 to $49,999
$50,000 to $249,999
$250,000+ |
Interest Rate (per annum)
0.10%
0.80%
1.85%
3.20% |
Internet Originated |
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Standard Brokerage Rates |
| Equities and Warrants |
$27.45 or 0.11%2 |
| Exchange Traded Options (ETOs) |
$38.45 or 0.55%2 |
Phone Originated |
Equities and Warrants
Margin Lending/Third Party Settlement4
Option Exercised/Assigned (includes Margin Lending4)
Issuer Sponsored (SRN) Selling3 |
$43.95 or 0.11%2 |
Exchange Traded Options
Buy Write ETO - Margin Lending4 |
$43.95 or 0.55%2 |
Managed Funds Entry and Exit Fees
Portfolio administration fee7 |
Nil
0.99% |
| |
Casual |
Premium |
Professional |
| Internet Equity and Warrant orders only |
N/A |
$5.50 rebate for 6th and subsequent trades per month |
$11 rebate for 6th and subsequent trades per month |
| Internet ETO orders only |
$5.50 rebate for 11th and subsequent trades per month |
$10.50 rebate for 11th and subsequent trades per month |
| Information Service Fees |
Nil if 2 or more trades per month, otherwise $9.95 per month |
Nil if 15 or more trades per month, otherwise $77 per month |
Additional software application services
- Live Dynamic Options Pricing
- Dynamic Data Exchange (DDE) Add-in for Microsoft Excel
or
- Platinum Service (incl. Live Dynamic Options Pricing & DDE Add-in for Microsoft Excel)
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Monthly Price
$11
$35
$110
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Additional news services
- Dow Jones Aus/NZ Financial & Market News
- Reuters Financial News
or
- Access to both Dow Jones Aus/NZ and Reuters Financial News
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$55
$55
$99
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| Service |
Price |
| Emailing of Contract Notes/Confirmation |
Free |
| Postage of Contract Notes/Confirmation |
$3.85 |
| Order Amendments and Cancellations |
Free |
| Australian Clearing House fees (for Exchange Traded Options) |
$1.12 per contract |
| Alert Credit Blocks (11c per email alert and 22c per SMS alert) |
Avail in $11 or $22 credit blocks |
| SRN (Issuer Sponsored Shares) registry request |
$16.50 |
| Stop Payment on Cheques and Dishonoured Cheques |
$16.50 each |
| Processing of cheques we send you |
$10 each |
| Ad hoc queries & tasks you request outside the normal course of business (1 hour min) |
$60 per hour & part thereof |
| Off Market Transfers |
$55 per stock or fund |
| Fail Fees (Failure to settle trade within the required time) |
$55 or 0.16% per day2 |
| International Funds Transfer |
$27.50 |
| Urgent Funds Transfer |
$10 |
- The Standard brokerage rates are available to all clients who use Casual, Premium and Professional information services.
- Whichever is greater.
- Plus $11 administration fee.
- Plus $27.45 administration fee.
- All additional services incur a separate monthly fee on top of the Professional Service. Other than Live Dynamic Options Pricing, the fees applicable for additional services are not rebated when you trade 15 or more times during the month.
- In addition to Standard Brokerage Fees and other Fees.
- This is calculated on the daily value of the managed funds in your portfolio averaged over the calendar month and is deducted monthly in arrears from your Cash Account.
- An Exchange Traded Option contract is a contract to buy or sell underlying securities in a predetermined quantity, usually of 1000 units, at a predetermined price on, or before, a predetermined date. A $1.12 Australian Clearing House fee per contract is applied for ETO transactions. In the case of index options, ACH charges $0.39 per contract including GST, for both the transaction fee and the exercise fee.
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